-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RM51m9qlIzpKEV88cr8obb4KXvJBoV5ogW3zZg+J4WCqkrZq5JMuIEKRaD93UGWP NvtW7H+Vb3Rt1ZoMoG7CFA== 0000950135-03-004480.txt : 20030815 0000950135-03-004480.hdr.sgml : 20030815 20030815165132 ACCESSION NUMBER: 0000950135-03-004480 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030815 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: REDSTONE PHYLLIS G CENTRAL INDEX KEY: 0001179070 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/OGADSBY HANNAH LLP STREET 2: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173457000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WMS INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000350077 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 362814522 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33326 FILM NUMBER: 03851170 BUSINESS ADDRESS: STREET 1: 800 S. NORTHPOINT BLVD. CITY: WAUKEGAN STATE: IL ZIP: 60085 BUSINESS PHONE: 847-785-3000 MAIL ADDRESS: STREET 1: 800 S. NORTHPOINT BLVD. CITY: WAUKEGAN STATE: IL ZIP: 60085 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS ELECTRONICS INC DATE OF NAME CHANGE: 19870519 SC 13D/A 1 b47494wmsc13dza.txt WMS INDUSTRIES INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------------------------------- SCHEDULE 13D (Amendment No. 2) Under the Securities Exchange Act of 1934 WMS INDUSTRIES INC. (Name of Issuer) Common Stock (Title of Class of Securities) 969-901-107 (CUSIP Number) Phyllis G. Redstone c/o Marta B. van Dam, Esq. Gadsby Hannah LLP 225 Franklin Street Boston, Masaachusetts 02110 Telephone: (617) 345-7000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 4, 2003 (Date of Event which Requires Filing of this Statement) --------------------------------------------------------- If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. CUSIP No. 969-901-107 Page 1 of 3 Pages Schedule 13D - -------------------------------------------------------------------------------- (1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person PHYLLIS G. REDSTONE - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of Group (See Instructions) / / (a) ------------------------------------------------------------------------- / / (b) ------------------------------------------------------------------------- (3) SEC Use Only ---------------------------------------------------------------- (4) Sources of Funds (See Instructions) N/A ----------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). -------------------------------------------------------------------- (6) Citizenship or Place of Organization United States ---------------------------------------- - ------------- (7) Sole Voting Power 1,248,800 Number of ---------------------------------- Shares Beneficially (8) Shared Voting Power Owned by -------------------------------- Each Reporting (9) Sole Dispositive Power 1,248,800 Person With ----------------------------- (10) Shared Dispositive Power --------------------------- - ------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person --------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) -------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 4.3 % ------------------------- (14) Type of Reporting Person (See Instructions) IN -------------------------------- Page 2 of 3 Pages Item 1. Security and Issuer. ------------------- This Amendment No. 2 amends the Statement on Schedule 13D previously filed with the SEC on July 30, 2002 and amended on April 4, 2003 by Ms. Phyllis G. Redstone with respect to the voting common stock, $.01 par value per share (the "Common Shares"), of WMS Industries, Inc. (the "Issuer") as follows: Item 5. Interest in Securities of the Issuer. ------------------------------------- The Reporting Person is currently the beneficial owner, with sole dispositive and voting power, of 1,248,800 Common Shares, or approximately 4.3%, of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported by the Issuer to be issued and outstanding as of July 21, 2003). Transactions effected since the filing of the Schedule 13D/A filed with the SEC on July 30, 2002 include the following open market dispositions (all transactions were executed by Merrill Lynch, Pierce, Fenner & Smith, Inc.):
Date No. of Shares Price ---- ------------- ----- 06-12-03 3,500 $17.37 06-13-03 1,500 $17.48 06-16-03 3,000 $17.52 07-11-03 5,200 $16.53 07-14-03 13,950 $16.85 07-18-03 9,650 $16.53 07-21-03 10,500 $16.72 07-22-03 24,350 $16.80 07-24-03 9,700 $16.79 07-25-03 3,400 $16.85 07-29-03 52,400 $17.48 07-30-03 100,000 $17.78 08-04-03 142,750 $20.52 08-05-03 125,900 $20.50 08-06-03 134,000 $20.03 08-07-03 128,700 $20.20 08-08-03 107,500 $20.03 08-11-03 133,100 $20.01 08-12-03 120,000 $20.00 08-13-03 89,900 $22.74 08-14-03 117,000 $21.73
Page 3 of 3 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 14, 2003 /s/Phyllis G. Redstone ------------------------------------- Phyllis G. Redstone -----END PRIVACY-ENHANCED MESSAGE-----